The Physics Travel Guide

Grand Unified Models

Prerequisites: Standard Model of Particle Physics, Representation Theory. Full path (33 pages)

Best explanations

Intuitive

The similarities between the vacuum of space and low-temperature phases of matter are legendary in physics. Not only are phases static,uniform quantum states, but their most subtle internal motions are physically indistinguishable om elementary particles very generally.3This is one of the most astonishing facts in science, and something students always find upsetting and difficult to believe. But they even­tually become convinced a er looking at enough experiments, for the evidence is plenti l and consistent. In fact, the more one studies the mathematical descriptions of cold phases, the more accustomed one gets to using the parallel terminologies of matter and space inter­changeably. Thus instead of a phase of matter we speak of a vacuum.Instead of particles we speak of excitations. Instead of collective mo­tions we speak of quasiparticles. The pre x "quasi" turns out to be a vestige of the historical battles over the physical meaning of these ob­jects and conveys no meaning. In private conversations one drops the pretense and refers to the objects as particle

[…]

The vacuum, when cooled from very high temperatures, is thought to undergo stepwise events called unification transitions, in which the known forces of nature split off sequentially from their fundamental parent. Similarly, holmium metal, a rare earth element, when cooled from very high temperature, first condenses into a liquid at 2993 degrees Kelvin, then solidifies at 1743 degrees, then develops a special kind of spiraling magnetism at 130 degrees, then tils the spiral to make weak ferromagnet at 20 degrees. Between 130 degrees and 20 degrees the pitch of the spiral varies continuously, as though it were a rubber screw being stretched along its axis. With each of these transitions the "forces" between electrons in the metal transmitted by various elastic distortions of the ordered state split off from the fundamental parent in beautiful and apt analogy with what occurs in the vacuum. The temperatures required to see the unification transitions of the vacuum cannot be achieved in the laboratory, or even in the centers of the largest stars, so the evidence for unification is indirect, but it nicely parallels what one would find in the tilted spiral magnet if one's experiments could reach only long length and time scales. One of the strongest of these bits of evidence is renormalizability, an effect that causes the accessible measurements to be simple and redundant (one measurement predicts another) but that at the same time is incapable of revealing anything about the forces at the top of the hierarchical tree.

[…]

There are numer­ous experimental indications that the vacuum emerges in a hierarchy of phase transitions in which the various forceS differentiate from each other….

If renormalizability of he vacuum is caused by proximity to phase transitions th the search for an ultimate theory would been doomend on two counts: it would not predict anything even if you found it, and it could not be falsified.

page 112 in "A different Universe" by Robert Laughlin

Concrete

Abstract

A grand unified theory is a Yang-Mills theory with a compact gauge group GGUTG_{GUT}, usually simple so that there is a single gauge coupling, together with a homomorphism GSM→GGUTG_{SM} \to G_{GUT} and a unitary representation VV of GGUTG_{GUT} whose restriction to GSMG_{SM} is the Standard Model fermion representation. Here the gauge group that acts faithfully on the Standard Model fields is

GSM=(SU(3)×SU(2)×U(1))/Z6,G_{SM} = \big(SU(3) \times SU(2) \times U(1)\big)/\mathbb{Z}_6 ,

since a Z6\mathbb{Z}_6 subgroup of SU(3)×SU(2)×U(1)SU(3)\times SU(2)\times U(1) acts trivially on every known particle. GSMG_{SM} is isomorphic to S(U(3)×U(2))S(U(3)\times U(2)), the block diagonal matrices in SU(5)SU(5), which gives the minimal embedding GSM⊂SU(5)G_{SM} \subset SU(5) of Georgi and Glashow. The hypercharge generator is the traceless matrix

Y=diag(−13,−13,−13,12,12)Y = \text{diag}\left(-\tfrac{1}{3},-\tfrac{1}{3},-\tfrac{1}{3},\tfrac{1}{2},\tfrac{1}{2}\right)

acting on the fundamental 55, in the convention Q=T3+YQ = T_3 + Y.

Fermions. Write all fermions of one generation as left-handed Weyl spinors. Under SU(5)SU(5) they fill the reducible representation 5ˉ⊕10\bar 5 \oplus 10, with 10=Λ2510 = \Lambda^2 5:

5ˉ→(3ˉ,1)1/3⊕(1,2)−1/2,10→(3ˉ,1)−2/3⊕(3,2)1/6⊕(1,1)1,\bar 5 \to (\bar 3,1)_{1/3} \oplus (1,2)_{-1/2}, \qquad 10 \to (\bar 3,1)_{-2/3} \oplus (3,2)_{1/6} \oplus (1,1)_{1},

which are dcd^c, LL, ucu^c, QQ and ece^c. Tracelessness of YY on each irreducible representation is what fixes the charge relations discussed in "Why is it interesting?". The gauge anomaly of SU(5)SU(5) cancels within a generation, since the cubic anomaly coefficients satisfy A(10)=−A(5ˉ)A(10) = -A(\bar 5).

Adding a singlet νc\nu^c gives 16 states per generation, and these form one irreducible representation of a larger group. SU(5)×U(1)⊂Spin(10)SU(5) \times U(1) \subset Spin(10), and the 16 dimensional chiral spinor of Spin(10)Spin(10) decomposes as

16→101⊕5ˉ−3⊕15.16 \to 10_{1} \oplus \bar 5_{-3} \oplus 1_{5} .

Concretely, the Dirac spinor of Spin(10)Spin(10) can be realised on the exterior algebra ΛC5\Lambda \mathbb{C}^5 of dimension 25=322^5 = 32, and the chiral spinor 1616 is the even part Λ0⊕Λ2⊕Λ4\Lambda^0 \oplus \Lambda^2 \oplus \Lambda^4, which under SU(5)SU(5) is 1⊕10⊕5ˉ1 \oplus 10 \oplus \bar 5. Baez and Huerta organise the embeddings GSM⊂SU(5)⊂Spin(10)G_{SM} \subset SU(5) \subset Spin(10) and GSM⊂SU(4)×SU(2)×SU(2)G_{SM} \subset SU(4)\times SU(2) \times SU(2) (Pati-Salam) ⊂Spin(10)\subset Spin(10) into a commuting square of group homomorphisms that are compatible with the representations on ΛC5\Lambda \mathbb{C}^5.

Couplings. A simple GGUTG_{GUT} has one gauge coupling. The Standard Model couplings are its restrictions, which requires the generators to be normalised in the same way, TrV(TaTb)∝δab\text{Tr}_V(T^a T^b) \propto \delta^{ab}. On the 55 one finds Tr(Y2)=56\text{Tr}(Y^2) = \frac{5}{6} and Tr(T32)=12\text{Tr}(T_3^2) = \frac{1}{2}, so the correctly normalised U(1)U(1) generator is 3/5 Y\sqrt{3/5}\,Y and g1=5/3 g′g_1 = \sqrt{5/3}\, g'. Equal couplings at the unification scale give sin⁡2θW=g′2g2+g′2=38\sin^2\theta_W = \frac{g'^2}{g^2 + g'^2} = \frac{3}{8} there. The measured value at MZM_Z is obtained only after renormalisation group running, which is how the unification scale is estimated.

Symmetry breaking and proton decay. GGUTG_{GUT} must be broken to GSMG_{SM}, in minimal SU(5)SU(5) by a Higgs field in the adjoint 2424, and then to SU(3)×U(1)QSU(3)\times U(1)_{Q} by a 55 containing the Standard Model Higgs doublet. The gauge bosons in su(5)/gSM\mathfrak{su}(5)/\mathfrak{g}_{SM}, the (3,2)−5/6(3,2)_{-5/6} and its conjugate, carry both colour and weak charge and connect quarks with leptons. Integrating them out produces baryon number violating dimension-6 operators suppressed by 1/MX21/M_X^2, so the proton lifetime scales as τp∼MX4/(αGUT2mp5)\tau_p \sim M_X^4/(\alpha_{GUT}^2 m_p^5). Larger candidate groups, such as E6E_6 with its 2727, follow the same pattern with more representations to place.

Why is it interesting?

Despite the success of the standard model, there are several reasons to believe that it is not the final description of nature at the most fundamental level. For example, there is no explanation in the standard model why Qproton+Qelectron=O(10−20)Q_{\text{proton}}+Q_{\text{electron}}= \mathcal{O}(10^{-20}). The success of the standard model, tells us that nature likes gauge theories. Thus in order to find answers to questions left unanswered by the standard model, we follow the gauge idea further. The basic hypothesis of grand unified theories (GUTs) is that we embed the standard model gauge group in a simple group GGUT⊃GSMG_{GUT} \supset G_{SM}. This way the strong and electroweak interactions are unified and we are left with a single gauge coupling constant. In present day colliders, we do not observe effects of a GGUTG_{GUT} structure and thus we assume the unified gauge symmetry is broken at some high energy scale GGUT→MGUT…→MIGSM→MZSU(3)C×U(1)Q ,\begin{equation} G_{GUT} \stackrel{M_{GUT}}{\rightarrow} \ldots \stackrel{M_I}{\rightarrow} G_{SM} \stackrel{M_Z}{\rightarrow} SU(3)_C \times U(1)_Q \, , \end{equation} where the dots indicate possible intermediate scales between GGUTG_{GUT} and GSMG_{SM}. Here are some of the "mysteries" of the standard model that can be resolved by a GUT:

Quantization of Electric Charge

In the standard model the electric charges of the various particles must be put in by hand and there is no reason why there should be any relation between the electron and proton charge. However from experiments it is known that Qproton+Qelectron=O(10−20)Q_{\text{proton}}+Q_{\text{electron}}= \mathcal{O}(10^{-20}). In GUTs one multiplet of GGUTG_{GUT} contains quarks and leptons. This way, GUTs provide an elegant explanation for the experimental fact of charge quantization.

5ˉ=(νLeL(dRc)red(dRc)blue .(dRc)green)\begin{equation} \bar{5} = \begin{pmatrix} \nu_L \\ e_L \\ (d_R^c)_{\text{red}} \\ (d_R^c)_{\text{blue}} \, .\\ (d_R^c)_{\text{green}} \end{pmatrix} \end{equation}

The standard model generators must correspond to generators of GGUTG_{GUT}. Thus the electric charge generator must correspond to one Cartan generator\footnote{The eigenvalues of the Cartan generators of a given gauge group correspond to the quantum numbers commonly used in particle physics. This is discussed in section \ref{sec:easysu3intro}.} of GGUTG_{GUT}. In SU(5)SU(5) the Cartan generators can be written as diagonal 5×55\times 5 matrices with trace zero\footnote{In SU(5)SU(5) is the set of 5×55 \times 5 matrices UU with determinant 11 that fulfil U†U=1U^\dagger U = 1. For the generators TaT_a this means det(eiαaTa)=eiαaTr(Ta)=!1\text{det}(e^{i \alpha_a T_a})=e^{i \alpha_a \text{Tr}(T_a)} \stackrel{!}{=}1. Therefore Tr(Ta)=!0Tr(T_a) \stackrel{!}{=} 0}. Therefore we have

Tr(Q)=Tr(Q(νL)00000Q(eL)00000Q((dRc)red)00000Q((dRc)blue)00000Q((dRc)green))=!0→Q(νL)+Q(eL)+3Q(dRc)=!0→Q(dRc)=!−13Q(eL) .\begin{align} \text{Tr}(Q)&= \text{Tr} \begin{pmatrix} Q(\nu_L) & 0 & 0 & 0 &0 \\ 0 & Q(e_L) & 0 & 0 &0 \\ 0 & 0 & Q((d_R^c)_{\text{red}}) & 0 &0\\ 0 & 0 & 0 & Q((d_R^c)_{\text{blue}})&0\\ 0 & 0 & 0 & 0 &Q((d_R^c)_{\text{green}}) \end{pmatrix} \stackrel{!}{=} 0 \\ &\rightarrow Q(\nu_L) + Q(e_L) + 3Q(d_R^c) \stackrel{!}{=} 0 \\ &\rightarrow Q(d_R^c) \stackrel{!}{=} -\frac{1}{3} Q(e_L) \, . \end{align}

Analogously, we can derive a relation between eRce_R^c, uLu_L and uRcu_R^c. Thus Qproton+Qelectron=O(10−20)Q_{\text{proton}}+Q_{\text{electron}}= \mathcal{O}(10^{-20}) is no longer a miracle, but rather a direct consequence of of the embedding of GSMG_{SM} in an enlarged gauge symmetry.

The Standard Model Coupling Strengths

The standard model contains three gauge couplings, which are very different in strength. Again, this is not a real problem of the standard model, because we can simply put these values in by hand. However, GUTs provide a beautiful explanation for this difference in strength. A simple group GGUTG_{GUT} implies that we have only one gauge coupling as long as GGUTG_{GUT} is unbroken. The gauge symmetry GGUTG_{GUT} is broken at some high energy scale in the early universe. Afterwards, we have three distinct gauge couplings with approximately equal strength. The gauge couplings are not constant, but depend on the energy scale. The RGEs for a gauge coupling depend on the number of particles that carry the corresponding charge. Gauge bosons have the effect that a given gauge coupling becomes stronger at lower energies and fermions have the opposite effect. The adjoint of SU(3)SU(3) is 88-dimensional and therefore we have 88 corresponding gauge bosons. In contrast the adjoint of SU(2)SU(2) is 33-dimensional and thus we have 33 gauge bosons. For U(1)U(1) there is only one gauge boson. As a result for SU(3)SU(3) the gauge boson effect dominates and the corresponding gauge coupling becomes stronger at lower energies. For SU(2)SU(2) the fermion and boson effect almost cancel each other and thus the corresponding gauge coupling is approximately constant. For U(1)U(1) the fermions dominate and the U(1)U(1) gauge coupling becomes much weaker at low energies. This way GUTs provide an explanation why strong interactions are strong and weak interactions are weak.

Lightness of the Neutrino Masses

A quite generic implication of grand unification is small neutrino masses through the type-1 seesaw mechanism. Models based on the popular SO(10)SO(10) or E6E_6 groups contain automatically a right-handed neutrino νR\nu_R. As a result of the breaking chain this standard model singlet νR\nu_R gets a superheavy mass MM. After the last breaking step GSM→SU(3)C×U(1)YG_{SM}\rightarrow SU(3)_C \times U(1)_Y the right-handed and left-handed neutrinos mix. This yields a suppressed mass of the left-handed neutrino of order m2M\frac{m^2}{M}, where mm denotes a typical standard model mass.

Matter-Antimatter Asymmetry

GUTs provide a natural framework to explain the observed matter-antimatter asymmetry in the universe. As already noted above a general implication of GUTs is that protons are no longer stable. Formulated differently, GUTs allow baryon number-violating interactions. This is one of three central ingredients, known as Sakharov conditions, needed to produce more baryons than antibaryons in the early universe. Thus, as D. V. Nanopoulos put it, "if the proton was stable it would not exist".


“GUTs are the most attractive conjecture for the large scale picture of particle physics. GUT is not the Standard Model (SM), is beyond the SM, but is the most standard physics beyond the SM. Most of us think that there should be something like a GUT.”Altarelli

FAQ

Why does a simple group mean that we have just one coupling?

In QFT we get for each simple group a coupling. In contrast consider the couplings in a non-simple group:

This Lagrangian is actually invariant under a larger U(2) = U(1) × SU(2) symmetry. But, as we will come to understand, there is no point in considering non-simple groups such as U(N) in quantum field theory. For example, in a gauge theory the coupling constants for the U(1) and SU(2) subgroups will in general be different; even if we set them equal at one scale, they will run differently. Moreover, the U(1) symmetry in Lagrangians such as Eq. (25.1) will often be violated by a quantum effect called an anomaly, to be discussed in Chapter 30. Thus, we will restrict attention to the simple SU(N) subgroups.

from Quantum Field Theory by Schwartz

Do the Standard Model gauge couplings really do not unify?

No! The hypercharge normalization is not fixed in the standard model and if we choose a normalization kY=11/3k_Y= 11/3, the gauge couplings meet perfectly around 101710^{17} GeV. Two gauge couplings g2g_2 and g3g_3 always meet at a point as long as they aren't parallel and because the normalization of g1g_1 isn't fixed we can adjust it appropriately. (This is mentioned, for example, here: https://arxiv.org/pdf/0903.3929.pdf)

A nice overview of how the hypercharge normalization is fixed for different GUT groups, see Table 1 in https://arxiv.org/pdf/hep-ph/0606012.pdf

History

Criticism

"Physics is littered with the corpses of dead unified field theories." Freeman Dyson

"The bad news is that those people who went off to detect proton decay never found it! It became clear in the mid-1980s that the proton lifetime was at least 103210^{32} years or so, much larger than what the SU(5) theory most naturally predicts. Of course, if one is desperate to save a beautiful theory from an ugly fact, one can resort to desperate measures. For example, one can get the SU(5) model to predict very slow proton decay by making the grand unification mass scale large. Unfortunately, then the coupling constants of the strong and electroweak forces don't match at the grand unification mass scale. This became painfully clear as better measurements of the strong coupling constant came in." from This Week's Finds in Mathematical Physics (Week 119) by John Baez

“People can construct models with higher symmetries and stand on their nose and try to avoid proton decay,” Nanopoulos said. “OK, you can do it, but … you cannot show it to your mother with a straight face.” https://www.quantamagazine.org/20161215-proton-decay-grand-unification/


Major Questions still unsolved in GUTs

GUTs have nothing to say on these matters.


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